Personnel Hong Kong SFC License Details (ID 103594)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in securities	2005-01-20	2006-12-04
BARCLAYS CAPITAL SECURITIES ASIA LIMITED	RO	Dealing in securities	2004-07-16	2005-01-31
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	-	2005-01-20
BARCLAYS CAPITAL SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-06-09
	Rep	Advising on securities	-	2004-06-09
	Rep	Asset management	-	2004-06-09
	Rep	Dealing in securities	-	2004-07-16