Lau, Hay Tsing 劉希靖

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2005-01-31	2008-07-31
	Rep	Dealing in securities	2005-01-31	2008-07-31
BARCLAYS CAPITAL FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2004-10-29	2005-01-31
BARCLAYS CAPITAL SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-10-29	2005-01-31
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2004-01-13	2004-08-21
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2003-12-31
	Rep	Advising on securities	-	2003-12-31
	Rep	Providing automated trading services	-	2003-12-31
	Rep	Dealing in securities	-	2004-08-21

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2005-01-31	2008-07-31
	Rep	Dealing in securities	2005-01-31	2008-07-31
BARCLAYS CAPITAL FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2004-10-29	2005-01-31
BARCLAYS CAPITAL SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-10-29	2005-01-31
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2004-01-13	2004-08-21
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2003-12-31
	Rep	Advising on securities	-	2003-12-31
	Rep	Providing automated trading services	-	2003-12-31
	Rep	Dealing in securities	-	2004-08-21