Personnel Hong Kong SFC License Details (ID 103671)

Personnel Hong Kong SFC License Details (ID 103671)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2011-06-07	2011-07-21
	Rep	Dealing in securities	2011-06-07	2011-07-21
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2008-10-28	2011-05-23
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2005-06-08	2008-08-29
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-31
	Rep	Advising on securities	-	2004-05-31
	Rep	Asset management	-	2004-05-31
	Rep	Dealing in securities	-	2005-05-10