Personnel Hong Kong SFC License Details (ID 103674)

Personnel Hong Kong SFC License Details (ID 103674)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AUREUM INFINITY CAPITAL LIMITED	RO	Dealing in securities	2022-12-12	2023-07-31
Vanward International Securities Limited	RO	Dealing in securities	2019-10-04	2022-11-30
STI Asset Management Limited	RO	Advising on securities	2017-06-20	2018-03-15
	RO	Dealing in securities	2017-06-20	2018-03-15
	Rep	Advising on securities	2017-04-26	2017-06-20
	Rep	Dealing in securities	2017-04-26	2017-06-20
Wealth Link Securities Limited	RO	Advising on securities	2016-12-16	2017-02-01
	RO	Dealing in securities	2016-06-02	2017-02-01
THE CORE SECURITIES COMPANY LIMITED	RO	Advising on securities	2010-11-19	2016-02-17
	RO	Dealing in securities	2010-11-19	2016-02-17
SHUN HENG SECURITIES LIMITED	Rep	Dealing in securities	2010-03-26	2010-10-15
	RO	Dealing in securities	2007-06-18	2010-03-26
	Rep	Dealing in securities	2005-02-22	2007-06-18
GRAND ONWARD SECURITIES LIMITED	Rep	Advising on corporate finance	-	2005-02-14
	Rep	Advising on securities	-	2005-02-14
	Rep	Asset management	-	2005-02-14
	Rep	Dealing in securities	-	2005-02-21