Personnel Hong Kong SFC License Details (ID 103676)

Personnel Hong Kong SFC License Details (ID 103676)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AKTIS CAPITAL ADVISORY LIMITED	Rep	Asset management	2013-09-30	2016-11-17
	Rep	Dealing in securities	2013-09-30	2016-11-17
Prince Capital Management Limited	RO	Advising on securities	2012-03-21	2013-04-01
	RO	Asset management	2012-03-12	2012-09-12
SK Securities Hong Kong Limited	RO	Advising on corporate finance	2012-01-20	2013-04-01
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-06-24	2006-07-25
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-15
	Rep	Advising on securities	-	2003-10-15
	Rep	Asset management	-	2003-10-15
	Rep	Providing automated trading services	-	2003-10-15
	Rep	Dealing in securities	-	2004-06-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Dealing in futures contracts	-	2004-06-01