Personnel SFC Licences and HKMA Registrations (ID 103679)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MESSIS CAPITAL LIMITED	RO	Dealing in securities	2012-12-11	-
	RO	Advising on corporate finance	2011-10-03	-
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Advising on securities	2003-04-01	2004-03-08
	RO	Advising on corporate finance	2003-04-01	2011-05-26
	RO	Dealing in securities	2003-04-01	2011-05-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.