Personnel Hong Kong SFC License Details (ID 103688)

Personnel Hong Kong SFC License Details (ID 103688)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BALLINGAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2017-01-16	-
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2012-11-02	2016-09-07
Knight Capital Asia Limited	Rep	Advising on securities	2010-09-09	2011-08-04
	Rep	Dealing in securities	2010-09-09	2011-08-04
MF Securities Hong Kong Limited	Rep	Dealing in securities	2008-06-17	2010-07-12
	Rep	Advising on securities	2008-04-07	2010-07-12
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-05-02	2008-03-25
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-20
	Rep	Asset management	2003-04-01	2004-01-20
	Rep	Advising on securities	2003-04-01	2006-01-26