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Yan, Sunny Kwok Ting 印國庭 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 103709)
Yan, Sunny Kwok Ting 印國庭
SFC ID:
ADG917
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
HKICPA bans Sunny Yan Kwok Ting for 5 years
HKICPA, 08-Jun-2018
This relates to alleged lying to the SFC during 2006 in an investigation of Core Pacific-Yamaichi's 2002 sponsorship of Tungda Innovative Lighting.
Orgs
People
Sunny Yan Kwok Ting v SFC
SFAT, 01-Dec-2011
Orgs
People
Licensees disciplined for forgery and sponsor failures
SFC, 11-Oct-2011
Orgs
People
Topics
Philip Wan Ten Lok & Sunny Yan Kwok Ting v SFC
SFAT, 07-Oct-2011
Orgs
People
Topics