Personnel SFC Licences and HKMA Registrations (ID 103717)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TRIVEST ADVISORS LIMITED	RO	Asset management	2010-06-30	-
Citigroup Global Markets Asia Limited	Rep	Asset management	2003-04-01	2005-01-28
	Rep	Advising on corporate finance	2003-04-01	2005-03-21
	Rep	Providing automated trading services	2003-04-01	2005-03-21
	Rep	Dealing in securities	2003-04-01	2005-03-21
	Rep	Advising on securities	2003-04-01	2010-05-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.