Personnel Hong Kong SFC License Details (ID 103741)

Personnel Hong Kong SFC License Details (ID 103741)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2026-01-20	-
	Rep	Dealing in securities	2026-01-20	-
AVANTA INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-09-03	2008-10-31
	Rep	Asset management	2008-09-03	2008-10-31
Neutral Financial Holding Company Limited	Rep	Advising on corporate finance	2003-04-01	2005-06-28
	Rep	Advising on securities	2003-04-01	2005-06-28
	Rep	Asset management	2003-04-01	2005-06-28
	Rep	Dealing in securities	2003-04-01	2005-06-28