Personnel Hong Kong SFC License Details (ID 103756)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CPLUS SECURITIES LIMITED	RO	Advising on securities	2021-10-26	2021-11-24
	RO	Dealing in securities	2021-10-26	2021-11-24
KuCoin Asset Management Limited	RO	Asset management	2020-04-07	2020-07-31
KuCoin Commodity Futures Limited	RO	Dealing in futures contracts	2020-04-07	2020-07-31
KuCoin HK Limited	RO	Advising on securities	2020-03-03	2020-07-31
	RO	Dealing in securities	2020-03-03	2020-07-31
Lapland Securities Limited	Rep	Advising on securities	2019-09-03	2020-02-01
	Rep	Asset management	2019-09-03	2020-02-01
	Rep	Dealing in securities	2019-09-03	2020-02-01
M&AMP;F ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-02-11	2019-08-19
	RO	Asset management	2019-02-11	2019-08-19
	RO	Dealing in securities	2019-02-11	2019-08-19
	Rep	Advising on securities	2018-09-06	2019-02-11
	Rep	Asset management	2018-09-06	2019-02-11
	Rep	Dealing in securities	2018-09-06	2019-02-11
Lapland Securities Limited	Rep	Advising on securities	2017-09-14	2018-08-27
	Rep	Asset management	2017-09-14	2018-08-27
	Rep	Dealing in securities	2017-09-14	2018-08-27
Sun International Investment Services Limited	Rep	Advising on securities	2016-11-15	2017-08-31
	Rep	Asset management	2016-11-15	2017-08-31
	RO	Dealing in securities	2016-11-15	2017-08-31
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-01-23	2016-05-03
	RO	Dealing in securities	2014-01-23	2016-05-03
MF Securities Hong Kong Limited	RO	Advising on securities	2008-05-13	2010-07-21
	RO	Dealing in securities	2008-05-13	2010-07-21
	Rep	Advising on securities	2008-04-16	2008-05-13
	Rep	Dealing in securities	2008-04-16	2008-05-13
FT Securities Limited	RO	Advising on futures contracts	2005-10-05	2008-03-01
	RO	Dealing in futures contracts	2005-10-05	2008-03-01
	RO	Advising on securities	2005-09-27	2008-03-01
	RO	Asset management	2005-09-27	2008-03-01
	RO	Dealing in securities	2005-09-27	2008-03-01
JEFFERIES BACHE (HONG KONG) LIMITED	RO	Dealing in futures contracts	2005-09-27	2005-10-04