Personnel Hong Kong SFC License Details (ID 103773)

Personnel Hong Kong SFC License Details (ID 103773)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUNAR CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2019-06-05	2024-08-08
	RO	Advising on securities	2013-10-18	2019-06-05
	Rep	Advising on securities	2012-02-01	2013-10-18
Ares Management Asia (Hong Kong) Limited	Rep	Advising on securities	2009-05-27	2011-07-31
	Rep	Asset management	2009-05-27	2011-07-31
Citigroup Venture Capital International Asia Limited	RO	Advising on corporate finance	2006-07-06	2008-12-11
	RO	Advising on securities	2006-07-06	2008-12-11
	RO	Asset management	2006-07-06	2008-12-11