Personnel Hong Kong SFC License Details (ID 103776)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kriya Capital Limited	RO	Asset management	2010-01-08	2017-11-03
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2008-03-17	2008-09-17
	RO	Dealing in securities	2007-04-02	2008-03-17
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-04-02	2008-03-17
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-10-13
	Rep	Advising on securities	-	2004-10-13
	Rep	Asset management	-	2004-10-13
	Rep	Dealing in securities	-	2007-04-02