Personnel SFC Licences and HKMA Registrations (ID 103784)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2014-10-13	-
DaoKou Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-09-16
	Rep	Advising on securities	2003-04-01	2003-09-16
	Rep	Asset management	2003-04-01	2003-09-16
	Rep	Dealing in securities	2003-04-01	2014-10-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.