| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | Dealing in securities | 2023-06-19 | - |
| Rep | Dealing in securities | 2022-07-11 | 2023-06-19 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | Providing automated trading services | 2019-04-25 | 2020-06-15 |
| RO | Dealing in futures contracts | 2018-06-07 | 2021-12-24 | |
| RO | Dealing in securities | 2018-06-07 | 2021-12-24 | |
| Rep | Dealing in futures contracts | 2017-09-12 | 2018-06-07 | |
| Rep | Dealing in securities | 2017-09-12 | 2018-06-07 | |
| Citigroup Global Markets Asia Limited | RO | Dealing in securities | 2016-07-12 | 2017-06-28 |
| Rep | Dealing in securities | 2016-04-27 | 2016-07-12 | |
| Rep | Dealing in futures contracts | 2016-04-27 | 2017-06-28 | |
| BARCLAYS CAPITAL SECURITIES ASIA LIMITED | RO | Dealing in securities | 2004-02-04 | 2004-08-20 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-09-22 | |
| Rep | Advising on securities | 2003-04-01 | 2003-09-22 | |
| Rep | Asset management | 2003-04-01 | 2003-09-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-04 |
No HKMA registrations in the collected records.