Personnel Hong Kong SFC License Details (ID 103821)

Personnel Hong Kong SFC License Details (ID 103821)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-02-17	2010-12-11
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-02-17	2010-12-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-03-01	2008-11-07
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-03-01	2008-11-07
FT Securities Limited	Rep	Advising on corporate finance	-	2003-07-26
	Rep	Advising on securities	-	2003-07-26
	Rep	Asset management	-	2003-07-26
	Rep	Dealing in securities	-	2003-07-26
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-07-26
	Rep	Asset management	-	2003-07-26
	Rep	Dealing in futures contracts	-	2003-07-26