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Liu, Polly Rong Hong Kong SFC License Details (ID 103842)
Liu, Polly Rong
SFC ID:
ADJ444
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on securities
-
2004-02-11
Rep
Providing automated trading services
-
2004-02-11
Rep
Advising on corporate finance
-
2007-08-02
Rep
Dealing in securities
-
2007-08-02