Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2008-09-26	2009-09-20
MACQUARIE EQUITIES (ASIA) LIMITED	RO	Dealing in securities	2008-04-28	2009-09-20
	Rep	Dealing in securities	2006-03-27	2008-04-28
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on futures contracts	-	2003-07-10
	Rep	Asset management	-	2003-07-10
	Rep	Dealing in futures contracts	-	2003-07-10
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-07-10
	Rep	Advising on securities	-	2003-07-10
	Rep	Asset management	-	2003-07-10
	Rep	Dealing in securities	-	2003-07-10
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-07-10
	Rep	Advising on securities	-	2003-07-10
	Rep	Asset management	-	2003-07-10
	Rep	Dealing in securities	-	2003-07-10
HSBC STRUCTURED FUNDS (ASIA) LIMITED	Rep	Advising on futures contracts	-	2003-07-10
	Rep	Asset management	-	2003-07-10
	Rep	Dealing in futures contracts	-	2003-07-10

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2008-09-26	2009-09-20
MACQUARIE EQUITIES (ASIA) LIMITED	RO	Dealing in securities	2008-04-28	2009-09-20
	Rep	Dealing in securities	2006-03-27	2008-04-28
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on futures contracts	-	2003-07-10
	Rep	Asset management	-	2003-07-10
	Rep	Dealing in futures contracts	-	2003-07-10
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-07-10
	Rep	Advising on securities	-	2003-07-10
	Rep	Asset management	-	2003-07-10
	Rep	Dealing in securities	-	2003-07-10
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-07-10
	Rep	Advising on securities	-	2003-07-10
	Rep	Asset management	-	2003-07-10
	Rep	Dealing in securities	-	2003-07-10
HSBC STRUCTURED FUNDS (ASIA) LIMITED	Rep	Advising on futures contracts	-	2003-07-10
	Rep	Asset management	-	2003-07-10
	Rep	Dealing in futures contracts	-	2003-07-10