Personnel Hong Kong SFC License Details (ID 103868)

Personnel Hong Kong SFC License Details (ID 103868)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Point Asset Management Limited	RO	Advising on securities	2018-11-22	2022-05-03
	RO	Asset management	2018-11-22	2022-05-03
	Rep	Asset management	2018-10-16	2018-11-22
Funde Investment Management Limited	RO	Asset management	2007-06-14	2018-09-01
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	RO	Advising on securities	2006-05-16	2007-02-13
	RO	Asset management	2006-05-16	2007-02-13
	Rep	Advising on securities	2005-07-20	2006-05-16
	Rep	Asset management	2005-07-20	2006-05-16
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on corporate finance	-	2004-12-13
	Rep	Advising on futures contracts	-	2005-03-21
	Rep	Advising on securities	-	2005-03-21
	Rep	Asset management	-	2005-03-21
	Rep	Dealing in securities	-	2005-03-21