Personnel Hong Kong SFC License Details (ID 103877)

Personnel Hong Kong SFC License Details (ID 103877)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
313 CAPITAL MANAGEMENT LIMITED 313	RO	Advising on securities	2014-09-08	2014-10-05
	Rep	Advising on securities	2014-07-17	2014-09-08
	Rep	Asset management	2014-07-17	2014-10-05
Ginger Capital Advisory Limited	Rep	Advising on securities	2011-08-05	2013-06-30
	Rep	Asset management	2011-08-05	2013-06-30
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2010-08-09	2010-09-13
	Rep	Dealing in securities	2010-08-09	2010-09-13
BOCI RESEARCH LIMITED	Rep	Advising on securities	2007-11-29	2010-07-29
ICEA SECURITIES ASIA LIMITED	Rep	Advising on securities	2007-03-05	2007-10-30
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2003-05-30	2004-10-07