Personnel Hong Kong SFC License Details (ID 103896)

Personnel Hong Kong SFC License Details (ID 103896)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2009-03-30	2009-11-11
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-12-23
	Rep	Asset management	-	2003-12-23
	Rep	Dealing in futures contracts	-	2005-07-29
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2008-10-30
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-12-23
	Rep	Advising on securities	-	2003-12-23
	Rep	Asset management	-	2003-12-23
	Rep	Providing automated trading services	-	2003-12-23
	Rep	Dealing in securities	-	2005-07-29