| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-05-21 | 2009-07-01 |
| Rep | Leveraged foreign exchange trading | 2008-05-21 | 2009-07-01 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-05-21 | 2009-07-01 |
| MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2007-05-11 | 2007-07-20 |
| Rep | Dealing in securities | 2007-05-11 | 2007-07-20 |
| Rep | Leveraged foreign exchange trading | 2007-05-11 | 2007-07-20 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2006-08-21 | 2006-11-01 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-12-30 | 2006-11-01 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | - | 2006-11-01 |