Personnel Hong Kong SFC License Details (ID 103915)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2008-03-05	2009-02-10
	Rep	Dealing in securities	2008-03-05	2009-02-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2005-06-14	2008-01-26
	Rep	Dealing in securities	2005-06-14	2008-01-26