Personnel Hong Kong SFC License Details (ID 103934)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Saxo Capital Markets HK Limited	RO	Dealing in futures contracts	2022-04-08	2023-01-12
	RO	Dealing in securities	2022-04-08	2023-01-12
	RO	Leveraged foreign exchange trading	2022-04-08	2023-01-12
	Rep	Dealing in futures contracts	2022-03-16	2022-04-08
	Rep	Dealing in securities	2022-03-16	2022-04-08
	Rep	Leveraged foreign exchange trading	2022-03-16	2022-04-08
Future Growth Financial Services Limited	RO	Dealing in futures contracts	2018-02-15	2020-02-28
	RO	Dealing in securities	2018-02-15	2020-02-28
	Rep	Dealing in futures contracts	2016-03-02	2018-02-15
	Rep	Dealing in securities	2016-03-02	2018-02-15
	RO	Leveraged foreign exchange trading	2016-03-02	2020-03-27
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2014-12-29	2016-03-01
	Rep	Leveraged foreign exchange trading	2014-12-29	2016-03-01
Success Securities Limited	Rep	Dealing in securities	2014-12-29	2016-03-01
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-11-14	2014-11-18
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-11-14	2014-11-18
ADS Securities Hong Kong Limited	RO	Leveraged foreign exchange trading	2013-04-03	2014-08-29
	Rep	Leveraged foreign exchange trading	2011-10-07	2013-04-03
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-03-08	2011-09-01
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-05-28	2011-09-01
CELESTIAL SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2004-03-23	2011-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-11-10	2004-02-05
PEACE TOWN FOREX LIMITED	Rep	Leveraged foreign exchange trading	-	2003-11-03