Personnel Hong Kong SFC License Details (ID 103964)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2015-06-25	2018-10-26
	Rep	Dealing in securities	2014-11-07	2018-10-26
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2008-04-29	2009-12-07