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Personnel Hong Kong SFC License Details (ID 103986)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
KGI CAPITAL ASIA LIMITED
Rep
Asset management
-
2003-11-05
Rep
Advising on corporate finance
-
2011-06-27
Rep
Advising on securities
-
2011-06-27
Rep
Dealing in securities
-
2011-06-27