| LMR Partners Limited | Rep | Asset management | 2016-01-04 | 2017-11-30 |
| BREVAN HOWARD (HONG KONG) LIMITED | RO | Advising on futures contracts | 2015-02-11 | 2015-08-26 |
| RO | Advising on securities | 2015-02-11 | 2015-08-26 |
| RO | Asset management | 2015-02-11 | 2015-08-26 |
| RO | Dealing in securities | 2015-02-11 | 2015-08-26 |
| Rep | Asset management | 2014-08-27 | 2015-02-11 |
| Rep | Dealing in securities | 2014-08-27 | 2015-02-11 |
| Virtu ITG Hong Kong Limited | Rep | Providing automated trading services | 2003-05-13 | 2005-01-17 |
| ITG SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2003-04-25 |
| Rep | Advising on securities | - | 2003-04-25 |
| Rep | Asset management | - | 2003-04-25 |
| Rep | Dealing in securities | - | 2003-04-25 |
| Virtu ITG Hong Kong Limited | Rep | Advising on corporate finance | - | 2003-05-13 |
| Rep | Advising on securities | - | 2003-05-13 |
| Rep | Asset management | - | 2003-05-13 |
| Rep | Dealing in securities | - | 2005-01-17 |