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Ferguson, Richard John (SFC:ADQ324) Hong Kong SFC License Details (ID 104001)
Ferguson, Richard John (SFC:ADQ324)
SFC ID:
ADQ324
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Advising on securities
2007-11-27
2007-11-28