Personnel Hong Kong SFC License Details (ID 104020)

Personnel Hong Kong SFC License Details (ID 104020)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2010-03-29	2010-08-01
	Rep	Asset management	2010-03-29	2010-08-01
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2007-02-09	2008-08-04
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	Rep	Advising on securities	2004-04-15	2007-01-29
	Rep	Asset management	2004-04-15	2007-01-29
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-03-05
	Rep	Advising on securities	-	2007-01-29
	Rep	Asset management	-	2007-01-29