| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-12-14 | 2012-04-03 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2011-12-14 | 2012-04-03 |
| Rep | Dealing in securities | 2011-12-14 | 2012-04-03 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-12-14 | 2012-04-03 |
| Rep | Dealing in futures contracts | 2011-12-14 | 2012-04-03 | |
| CES Capital International (Hong Kong) Co., Limited | Rep | Asset management | 2011-03-31 | 2011-06-30 |
| Rep | Advising on futures contracts | 2009-05-29 | 2011-06-30 | |
| Rep | Advising on securities | 2009-05-29 | 2011-06-30 | |
| Rep | Dealing in futures contracts | 2008-05-08 | 2011-06-30 | |
| RO | Dealing in securities | 2008-01-30 | 2011-06-30 |