| Saxo Capital Markets HK Limited | RO | Leveraged foreign exchange trading | 2014-11-07 | 2018-04-16 |
| Rep | Leveraged foreign exchange trading | 2014-09-02 | 2014-11-07 |
| Rep | Dealing in futures contracts | 2014-09-02 | 2018-04-16 |
| Rep | Dealing in securities | 2014-09-02 | 2018-04-16 |
| CES Forex (HK) Limited | RO | Leveraged foreign exchange trading | 2012-08-02 | 2014-06-03 |
| Rep | Leveraged foreign exchange trading | 2011-10-31 | 2012-08-02 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-04-20 | 2009-10-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Advising on corporate finance | - | 2003-09-17 |
| Rep | Advising on securities | - | 2003-09-17 |
| Rep | Asset management | - | 2003-09-17 |
| FIRST STATE (HONG KONG) LLC | Rep | Advising on corporate finance | - | 2003-09-17 |
| Rep | Advising on securities | - | 2003-09-17 |
| Rep | Asset management | - | 2003-09-17 |