| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on securities | 2024-08-06 | - |
| RO | Dealing in securities | 2024-08-06 | - |
| RO | Advising on futures contracts | 2018-11-30 | - |
| RO | Dealing in futures contracts | 2018-11-30 | - |
| Rep | Advising on securities | 2014-06-18 | 2016-09-20 |
| Rep | Dealing in securities | 2014-06-18 | 2016-09-20 |
| Rep | Advising on futures contracts | 2014-06-18 | 2018-11-30 |
| Rep | Dealing in futures contracts | 2014-06-18 | 2018-11-30 |
| Octuple (Hong Kong) Limited | RO | Asset management | 2012-02-16 | 2014-05-30 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-03-29 | 2010-08-04 |
| Rep | Dealing in securities | 2007-03-29 | 2010-08-04 |