Personnel Hong Kong SFC License Details (ID 104068)

Personnel Hong Kong SFC License Details (ID 104068)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alliance Asset Management Limited (HK)	RO	Asset management	2014-12-23	2015-07-01
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2006-06-09
	Rep	Dealing in securities	-	2006-06-09
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2006-06-09
	Rep	Dealing in futures contracts	-	2006-06-09
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	-	2006-06-09