| Gentleman Capital Limited | RO | Dealing in securities | 2024-11-20 | - |
| RO | Advising on securities | 2023-10-17 | - |
| RO | Asset management | 2021-12-10 | - |
| Rep | Asset management | 2021-09-13 | 2021-12-10 |
| HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2020-05-18 | 2021-07-23 |
| RO | Dealing in futures contracts | 2020-05-18 | 2021-07-23 |
| RO | Advising on securities | 2019-03-14 | 2021-07-23 |
| RO | Asset management | 2019-03-14 | 2021-07-23 |
| RO | Dealing in securities | 2019-03-14 | 2021-07-23 |
| DALTON CAPITAL (HONG KONG) LIMITED | RO | Asset management | 2007-08-10 | 2017-06-02 |
| RO | Dealing in securities | 2007-02-06 | 2007-06-14 |
| Rep | Dealing in securities | 2006-01-06 | 2007-02-06 |
| Rep | Asset management | 2006-01-06 | 2007-08-10 |
| BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-10 |
| Rep | Advising on futures contracts | 2003-04-01 | 2003-11-10 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-10 |
| Rep | Asset management | 2003-04-01 | 2005-12-30 |
| Rep | Dealing in securities | 2003-04-01 | 2005-12-30 |