Personnel Hong Kong SFC License Details (ID 104085)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AOP Capital Limited	Rep	Advising on securities	2024-10-09	-
	Rep	Asset management	2024-10-09	-
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-06-05	2024-06-24
	Rep	Dealing in securities	2017-06-05	2024-06-24
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-04-23
	Rep	Advising on securities	2003-04-01	2004-04-23
	Rep	Asset management	2003-04-01	2004-04-23