Personnel Hong Kong SFC License Details (ID 104090)

Personnel Hong Kong SFC License Details (ID 104090)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2017-03-11
	Rep	Advising on corporate finance	2012-09-18	2016-12-18
	RO	Advising on corporate finance	2012-06-07	2012-09-18
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2005-04-14	2007-12-20
	Rep	Advising on securities	2005-04-14	2007-12-20
	Rep	Dealing in securities	2005-04-14	2007-12-20
Credit Suisse Securities (Hong Kong) Limited	Rep	Asset management	-	2005-02-15
	Rep	Advising on corporate finance	-	2006-08-18
	Rep	Advising on securities	-	2006-08-18