Personnel Hong Kong SFC License Details (ID 104108)

Personnel Hong Kong SFC License Details (ID 104108)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IX Capital International Limited	RO	Advising on securities	2023-05-29	-
QUANTSMILE (HK) LIMITED	Rep	Asset management	2017-05-05	2020-10-30
T G SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-05-05	2020-10-30
	Rep	Dealing in securities	2017-05-05	2020-10-30
CACHET ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-10-13	2017-05-04
	Rep	Asset management	2015-10-13	2017-05-04
	Rep	Dealing in securities	2015-10-13	2017-05-04
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2010-07-16	2010-09-10
	Rep	Advising on securities	2010-07-16	2010-09-10
	Rep	Asset management	2010-07-16	2010-09-10
	Rep	Dealing in futures contracts	2010-07-16	2010-09-10
	Rep	Dealing in securities	2010-07-16	2010-09-10
Eton Park Asia Limited	Rep	Asset management	2006-11-22	2009-04-02
GIGA (HONG KONG) LIMITED	Rep	Advising on securities	2004-07-23	2006-10-09
	Rep	Asset management	2004-07-23	2006-10-09
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2004-02-02	2004-04-04
	Rep	Asset management	2004-02-02	2004-04-04