Personnel Hong Kong SFC License Details (ID 104109)

Personnel Hong Kong SFC License Details (ID 104109)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pearl Street Advisors Limited	Rep	Asset management	2014-07-18	2014-07-29
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on futures contracts	2008-04-15	2010-07-03
	Rep	Advising on securities	2007-02-07	2010-07-03
	Rep	Asset management	2007-02-07	2010-07-03
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2004-08-17	2010-02-08
	Rep	Asset management	2004-08-17	2010-02-08
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2004-05-14	2004-07-26
	Rep	Dealing in securities	2004-05-14	2004-07-26