Personnel Hong Kong SFC License Details (ID 104123)

Personnel Hong Kong SFC License Details (ID 104123)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2005-03-22	2006-10-14
	Rep	Dealing in securities	2005-03-22	2006-10-14
Morgan Stanley Asia Limited	Rep	Advising on securities	2004-12-07	2005-02-02
	Rep	Dealing in securities	2004-12-07	2005-02-02
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	-	2004-10-14
	Rep	Advising on securities	-	2004-10-14
	Rep	Asset management	-	2004-10-14
	Rep	Dealing in securities	-	2004-10-14
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-10-14
	Rep	Advising on securities	-	2004-10-14
	Rep	Asset management	-	2004-10-14
	Rep	Dealing in securities	-	2004-10-14