Personnel Hong Kong SFC License Details (ID 104125)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	RO	Advising on corporate finance	2017-12-28	2022-11-01
	Rep	Advising on corporate finance	2017-09-29	2017-12-28
	Rep	Advising on corporate finance	2015-07-29	2016-12-17
	RO	Advising on corporate finance	2012-06-07	2015-07-29
UBS SECURITIES ASIA LIMITED	RO	Advising on corporate finance	-	2004-07-01
	RO	Advising on securities	-	2004-07-01
	RO	Asset management	-	2004-07-01