Personnel Hong Kong SFC License Details (ID 104143)

Personnel Hong Kong SFC License Details (ID 104143)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	Rep	Asset management	2016-11-10	2018-12-13
HuaAn Asset Management (Hong Kong) Limited	RO	Advising on securities	2013-02-25	2013-11-30
	RO	Asset management	2013-02-25	2013-11-30
	Rep	Advising on securities	2012-10-25	2013-02-25
	Rep	Asset management	2012-10-25	2013-02-25
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-09-25	2010-01-11
	Rep	Dealing in securities	2007-09-25	2010-01-11
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2007-09-25	2010-01-11
	Rep	Dealing in securities	2007-09-25	2010-01-11