Personnel Hong Kong SFC License Details (ID 104164)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2024-07-02	2025-12-01
	Rep	Dealing in securities	2024-07-02	2025-12-01
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-11-29	2019-12-12
FOUNDER FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2017-03-14	2019-12-12
	Rep	Dealing in futures contracts	2017-02-09	2017-03-14
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-06-11	2014-11-03
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2011-06-14
Newedge Broker Limited	Rep	Dealing in futures contracts	2008-03-14	2009-07-31
	Rep	Dealing in securities	2008-03-14	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in securities	2008-01-18	2011-06-14
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2006-05-25	2011-06-14
HSBC Corporate Finance (Hong Kong) Limited	RO	Dealing in futures contracts	2004-09-03	2006-04-10
	Rep	Dealing in futures contracts	2004-07-30	2004-09-03
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-08-29
	Rep	Asset management	-	2003-08-29
	Rep	Dealing in futures contracts	-	2006-04-10
HSBC FUTURES (SINGAPORE) PTE LTD	RO	Advising on futures contracts	-	2003-08-29
	RO	Asset management	-	2003-08-29
	RO	Dealing in futures contracts	-	2006-04-10
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-08-29
	Rep	Advising on securities	-	2003-08-29
	Rep	Asset management	-	2003-08-29
	Rep	Dealing in securities	-	2005-11-14