Personnel Hong Kong SFC License Details (ID 104173)

Personnel Hong Kong SFC License Details (ID 104173)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUA NAN SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2010-11-01	2011-07-08
	Rep	Dealing in securities	2010-11-01	2011-07-08
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2006-02-27	2007-11-30
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-02-27	2007-11-30
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2005-10-26	2006-02-21
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-10-26	2006-02-21
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2004-07-29	2005-10-15
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-07-29	2005-10-15