Personnel Hong Kong SFC License Details (ID 104184)

Personnel Hong Kong SFC License Details (ID 104184)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEAK CAPITAL LIMITED (b2004-03-30)	Rep	Asset management	2020-05-18	2021-08-06
	Rep	Dealing in securities	2020-05-18	2021-08-06
	Rep	Advising on securities	2019-01-28	2021-08-06
GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED	RO	Advising on securities	2018-07-23	2018-11-21
	Rep	Advising on securities	2017-10-19	2018-07-23
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2010-09-09	2011-06-13
	Rep	Dealing in securities	2010-09-09	2011-06-13
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2007-10-24	2009-01-16