Personnel Hong Kong SFC License Details (ID 104193)

Personnel Hong Kong SFC License Details (ID 104193)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-04-27	2009-12-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-04-27	2009-12-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2005-06-14	2007-03-26
	Rep	Advising on securities	2005-06-14	2007-03-26
AMRI ADVISORY LIMITED	Rep	Advising on corporate finance	2004-07-29	2005-06-03
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-07-01
	Rep	Advising on securities	-	2004-07-01
	Rep	Asset management	-	2004-07-01
	Rep	Dealing in securities	-	2004-07-01