Personnel Hong Kong SFC License Details (ID 104200)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-10-04	2020-11-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2012-06-27	2018-07-06
	Rep	Advising on securities	2008-10-10	2010-05-14
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-06-13	2008-09-29
Credit Agricole Securities (Asia) Limited	Rep	Advising on corporate finance	-	2004-07-17
	Rep	Advising on securities	-	2004-07-17
	Rep	Asset management	-	2004-07-17