Personnel SFC Licences and HKMA Registrations (ID 104219)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBP ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2022-07-13	-
	RO	Asset management	2022-07-13	-
	RO	Dealing in securities	2022-04-11	-
EUREKA CAPITAL PARTNERS (HK) LIMITED	RO	Advising on securities	2017-03-31	2017-09-07
	RO	Dealing in securities	2017-03-31	2022-02-16
	Rep	Advising on securities	2017-03-23	2017-03-31
	Rep	Dealing in securities	2017-03-23	2017-03-31
Sinostar Securities Limited	RO	Dealing in securities	2014-08-18	2017-02-28
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2008-06-02	2009-07-21
	Rep	Dealing in securities	2008-06-02	2009-07-21
FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2007-10-04	2008-08-15
	Rep	Dealing in securities	2007-01-23	2008-08-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.