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Bertrand, Caroline Hong Kong SFC License Details (ID 104238)
Bertrand, Caroline
SFC ID:
ADV127
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
DEUTSCHE SECURITIES ASIA LIMITED
Rep
Advising on corporate finance
-
2004-01-08
Rep
Asset management
-
2004-01-08
Rep
Advising on securities
-
2005-03-04
Rep
Dealing in securities
-
2005-03-04