| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2025-12-02 | - |
| RO | Dealing in securities | 2025-12-02 | - | |
| Rep | Advising on securities | 2024-01-23 | 2025-12-02 | |
| Rep | Dealing in securities | 2024-01-23 | 2025-12-02 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2024-01-23 | - |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-06-08 | 2023-08-08 |
| Rep | Advising on securities | 2021-06-08 | 2023-08-08 | |
| Rep | Dealing in securities | 2021-06-08 | 2023-08-08 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2019-06-03 | 2021-02-24 |
| Rep | Dealing in securities | 2018-12-03 | 2021-02-24 | |
| Rep | Advising on corporate finance | 2018-10-22 | 2021-02-24 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2018-09-17 | 2018-09-21 |
| ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-05-16 | 2018-08-20 |
| Rep | Dealing in securities | 2017-05-16 | 2018-08-20 |
No HKMA registrations in the collected records.