Personnel Hong Kong SFC License Details (ID 104256)

Personnel Hong Kong SFC License Details (ID 104256)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-02-28	2017-03-31
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-02-28	2017-03-31
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-10-13	2010-02-17
	Rep	Dealing in securities	2006-10-13	2010-02-17
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2005-03-08
	Rep	Advising on securities	-	2005-03-08
	Rep	Asset management	-	2005-03-08
	Rep	Providing automated trading services	-	2005-03-08
	Rep	Dealing in securities	-	2006-10-10
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2005-03-08
	Rep	Asset management	-	2005-03-08
	Rep	Dealing in futures contracts	-	2006-10-10
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2005-03-08
	Rep	Advising on securities	-	2005-03-08
	Rep	Asset management	-	2005-03-08
	Rep	Providing automated trading services	-	2005-03-08
	Rep	Dealing in securities	-	2006-10-10